Financial integrity, efficiency, superior service, and expanding knowledge are the core of our staff's beliefs.
Average of 12 years of industry experience
75% hold Series 7 FINRA Representative Registration
50% hold Series 24 FINRA Principal Registration
Ratio of Account Executives to back office staff: 4 to 1
SUPPORT:
Our employees specialize in areas of expertise critical to Account Executives as they conduct their daily business:
Operations The Operations department is staffed 7:30 AM to 6:00 PM Central Standard Time, with experts in trading, account transfers, issue resolution, and day-to-day brokerage operations.
Fixed Income Our experts on the Fixed Income Desk have the resources to find the right treasury, municipal, or corporate bond product to fit the client's portfolio.
Compliance/Licensing
Fintegra's Compliance department takes the "Integrity" in our name to heart. Doing the right thing for the client is first and foremost in our priorities. We take pride in complying with all federal and state regulatory bodies and their requirements for conducting ethical business.
Account Management
Our Account Management team strives to recruit, train, and support our Account Executives and to listen to their concerns. They are actively visiting AEs and management in the field and following up on any AE or client issues with the home office.
Marketing Support
Fintegra realizes the importance of promoting a brand image within a community, and providing the products and services to back it up. We give you the ideas to make you more efficient and effective in your marketing strategies.
Technology
Fintegra's IT department assists Account Executives with establishing the technology required to conduct efficient financial services business in today's competitive marketplace.
*Fintegra is not affiliated with or responsible for the content of these provider websites.
Fintegra, LLC is an independent registered
securities broker/dealer, a licensed insurance
agency, a SEC Registered Investment Adviser, and
Member
FINRA/SIPC, OSJ phone 763.585.0503. Account Executives are registered representatives of Fintegra. Investment and Insurance Products offered through Fintegra: • Are NOT Bank Deposits • Are NOT FDIC Insured • Are NOT Guaranteed by any Financial Institution • Are NOT Insured By Any Government Agency • May Lose Value
